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Senior Director of Risk & Compliance

Company: Converge Technology Solutions
Location: Manville
Posted on: November 18, 2021

Job Description:

Job Title:--Senior Director of Risk & Compliance Position Overview: The successful candidate will-- be-- responsible-- for-- managing-- all-- aspects of-- risk-- and compliance for the-- company,-- employees,-- clients,-- reputation, assets. Specific risk-- areas-- include,-- corporate-- governance,-- regulatory compliance, information-- security,-- insurance, contractual-- and operational.---- Position Responsibilities:

  • Designing, establishing, communicating and enforcing a compliance program for the company --
  • Coordinating rollout and training of new or updated policies and directives when required
  • Preparing--board updates on risk and compliance items
  • Identifying key compliance & regulatory risks as the business evolves
  • Establish-- and-- quantify-- the-- organisation's-- 'risk-- appetite'-- and-- ensure-- risk-- approach-- adheres accordingly
  • Monitoring regulatory updates and assessing the need for changes to procedures for the business
  • Review and identify potential breaches and complete reports to the relevant regulator as required
  • Assessing, owning and implementing remedial action on potential compliance and risk control failures
  • Being highly visible within the business on all compliance related matters;
  • Maintenance of the Risk register and ensuring it is periodically reviewed and updated for Business and Group needs
  • Producing and delivering effective-- presentations-- and-- training-- sessions.
  • Demonstrating-- a-- broad-- technical-- knowledge-- and-- expertise-- covering-- conduct-- of business-- matters,-- corporate-- governance-- matters-- and-- regulatory-- risk-- and-- regulatory-- change-- matters----
  • Applying and interpreting audit and compliance requirements for various departments
  • Designing and coordinating review of policies, procedures, training materials and other communication tools to ensure departments meet compliance requirements
  • Interacting with external auditors on matters related to audits of the organization---s internal controls Job Requirements:Position Requirements: Compliance--and--Risk--Management experience--required Self-motivated, excellent attention to detail & strong problem solving skills Very high level of communication skills including executives and board Demonstrated ability to lead teams Position Qualifications: IT standards compliance experience a plus Compliance program development experience a plus IFRS experience a plus Legal experience a plus

Keywords: Converge Technology Solutions, Providence , Senior Director of Risk & Compliance, Executive , Manville, Rhode Island

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