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Compliance Advisor, Supervisory Infrastructure

Company: Fidelity Investments
Location: Smithfield
Posted on: August 4, 2022

Job Description:

Job Description:The RoleAre you interested in a career in Compliance? Do you enjoy learning new things and meeting new people? FI & FBOT Compliance is hiring compliance advisors to grow our supervisory infrastructure program. This group will play a critical role in modernizing and improving critical compliance functions.Key responsibilities include:Updating and maintaining Written Supervisory Procedures and controlsWorking with Compliance Subject Matter Experts to understand regulatory requirements Engaging directly with the businesses we support to understand their processesEnsuring the supervisory control environment remains current and aligns to business practices and regulatory requirementsAdvocating consistency across the organization and striving to continuously improve our internal processesModernizing and improving critical program functionsStaying current with industry and regulatory trendsCollaborating with groups across the firm to identify best practicesThe Expertise and Skills You BringCollege degreeStrong writing skills (samples will be requested)Adaptable and flexibleEnjoy working closely with othersAbility to interpret and summarize complex rules and regulationsDesire to learn and develop within the Compliance organizationThe TeamFidelity Institutional ("FI") offers clearing, custody, investment products, brokerage, and trading services to a broad range of financial intermediary firms and institutional clients. Fund and Brokerage Operations & Technology (FBOT) supports Fidelity's critical fund, brokerage, capital market, custody, and clearing activities.The mission of FI & FBOT Compliance is to maintain the highest professional compliance standards, while supporting fast-paced product, service, and system development. To realize this mission, we provide the tools and resources needed to ensure FI's compliance with regulations and Fidelity policies. FI Compliance supports the several businesses within FI, including Fidelity Capital Markets, Client Experience, Products and Advisory Solutions, Client Relationship, and Strategy, Analytics, and Market Readiness.This role sits within the Strategy & Framework team in FI & FBOT Compliance. Strategy and Framework focuses on innovation and continuous advancement of the compliance program.Certifications:Company OverviewFidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.Join UsAt Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a Best Place to Work in 2022. And you don't need a finance background to succeed at Fidelity-we offer a range of opportunities for learning so you can build the career you've always imagined.Many of our associates are continuing to work remotely temporarily due to COVID-19. When Fidelity employees eventually return to the office, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we're calling "Dynamic Working."We invite you to Find Your Fidelity at Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Leave of Absence/Accommodation Team by sending an email toaccommodations, or by calling 800-835-5099, prompt 2, option 3.PDN-96796f8c-67b0-485d-95de-c92b7925e1a9

Keywords: Fidelity Investments, Providence , Compliance Advisor, Supervisory Infrastructure, Other , Smithfield, Rhode Island

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