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Senior Compliance Officer

Company: Citizens Financial Group
Location: Providence
Posted on: May 17, 2018

Job Description:

DescriptionThe Sr. Compliance Officer is an experienced compliance individual contributor role responsible for providing Independent Compliance Risk Management advice, challenge and oversight to Citizens Consumer Bank Operations.Strong critical thinking capabilities, partnership, influencing and communication skills are critical to this role. The objective of the role is as follows:
Understand Consumer Operations to oversee and advise on the development and maintenance of strong controls targeted at mitigating compliance risk associated with the various processes throughout the business line.
Communicate regulatory requirements and assist Consumer Operations in maintaining a control environment that mitigates compliance risk.
Escalates compliance concerns timely and effectively to business line management and to the Director of Compliance.
Collaborates across Compliance and with Legal and other risk partners to synthesize and communicate a comprehensive view of regulatory risk to business management.
Work with the Director of Compliance to assist Regulatory Relations in coordinating regulatory examinations, providing advice on action plans designed to address regulatory findings, and track timely remediation of regulatory issues associated with the business.
Research and analyze compliance trends and industry benchmarking to prepare for and to monitor upstream risks and issues. In coordination with the Director of Compliance, identify relevant regulatory updates to report out to Business Unit and Citizens Bank Compliance management committees and leadership teams.
Partners with Business management, Business Unit Risk Management, Legal and Compliance colleagues to ensure timely identification, mitigation, resolution and reporting/escalation of existing, emerging and upstream regulatory risks and issues.
Partners with the Business in developing policies, procedures, standards, and marketing materials that meet existing and newly developed regulatory requirements.

QualificationsExperience/Skills
6-8 years experience working in Compliance, Risk, Internal Audit or related experience.
Strong working knowledge of the compliance risks associated with a banking institution as well as experience working in and/or supporting effective compliance programs.
Experience reading and interpreting regulations, laws, and statutes. Strong research skills preferred.
Strong problem solving skills
Prior experience working with regulatory agencies, including OCC, FDIC or State agencies, or large financial institution preferred.
Strong communication, collaboration, and technical compliance skills. Should be able to work effectively with others at all levels across the organization and influence management and staff. Education, Certifications:
Bachelor's Degree required. Alternatively years of experience in lieu of Degree will be considered.
Master's Degree preferred. Alternatively years of experience in lieu of Degree will be considered.
Certified Regulatory Compliance Manager designation or other like designation, preferred.

Hours & Work Schedule
Hours per Week: 40
Work Schedule: Monday-Friday 8-5

Why Work with Us

At Citizens, you'll find a customer-centric culture built around helping our customers and giving back to our local communities. When you join our team, you are part of a supportive and collaborative workforce, with access to training and tools to accelerate your potential and maximize your career growth.

Equal Employment and Opportunity Employer/Disabled/Veteran
It is the policy of Citizens Bank to provide equal employment and advancement opportunities to all colleagues and applicants for employment without regard to race, color, ethnicity, religion, gender, pregnancy/childbirth, age, national origin, sexual orientation, gender identity or expression, disability or perceived disability, genetic information, citizenship, veteran or military status, marital or domestic partner status, or any other category protected by federal, state and/or local laws.

Equal Opportunity & Affirmative Action Employer Disabled/Veteran

Citizens Bank is a brand name of Citizens Bank, N.A. and each of its respective subsidiaries, and Citizens Bank of Pennsylvania.

Keywords: Citizens Financial Group, Providence, Senior Compliance Officer, Other, Providence, Rhode Island

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